Success Stories
Dave Johnson on Joining an Independent Broker Dealer
Dave Johnson is a Senior Partner of Private Client Group’s Asset Management Division and is responsible for overseeing portfolio construction as well as much of the direct interaction with clients and their other trusted advisors. Prior to joining PCG in January 2009, David was First Vice President of Investments for UBS, PaineWebber and Kidder Peabody for 22 years.
Bill Loftus on Forming an Independent RIA
Bill Loftus discusses the benefits of starting an Independent RIA. Bill currently leads the Corporate Executive Services, Lending and Alternative Investment operations at LLBH Private Wealth Management. Prior to LLBH, Bill was part of the Private Banking and Investment Group at Merrill Lynch.
Disclaimer: Dave Johnson, Private Client Group, LLC and Bill Loftus, LLBH Private Wealth Management are clients of Pershing LLC and Pershing Advisor Solutions LLC, respectively (collectively, "Pershing"). Their business needs and results may not reflect the experience of other Pershing customers. The opinions expressed are those of the speakers and do not necessarily reflect those of Pershing or its affiliates.
